Sarah N. Lynch

WASHINGTON (Reuters) - Securities regulators charged a New Jersey-based consultant on Tuesday with defrauding investors in the China-based companies he helped make public through a backdoor method known as a...

WASHINGTON (Reuters) - A regulatory probe of Netflix Inc over disclosures made on its chief executive's Facebook page could prove an important test of whether a rule designed to prevent...

WASHINGTON (Reuters) - It does not seem like it would be difficult for regulators to block felons and other law-breakers from pitching private investment deals to unsophisticated customers, but nearly...

WASHINGTON (Reuters) - It does not seem like it would be difficult for regulators to block felons and other law-breakers from pitching private investment deals to unsophisticated customers, but nearly...

WASHINGTON (Reuters) - Senator Charles Grassley on Tuesday urged the Senate Banking Committee to hold a hearing to examine the U.S. Securities and Exchange Commission's failure to encrypt some computers...

WASHINGTON (Reuters) - Senator Charles Grassley on Tuesday urged the Senate Banking Committee to hold a hearing to examine the U.S. Securities and Exchange Commission's failure to encrypt some computers...

WASHINGTON (Reuters) - Outgoing U.S. Securities and Exchange Commission Chairman Mary Schapiro delayed immediately implementing a rule to lift a ban on broader-based advertising for private placements in part because...

WASHINGTON (Reuters) - Outgoing U.S. Securities and Exchange Commission Chairman Mary Schapiro delayed immediately implementing a rule to lift a ban on broader-based advertising for private placements in part because...

WASHINGTON (Reuters) - A leading Senate Republican is seeking a hearing to explore the U.S. Securities and Exchange Commission's failure to encrypt some computers containing highly sensitive stock exchange data....