Sarah N. Lynch – Page 13

Expert network firm hires Texas-based SEC lawyer

August 24, 2021 at 8:52 a.m.

(Reuters) - Gerson Lehrman Group, the country's largest expert network firm, has hired a Securities and Exchange Commission enforcement attorney to serve as its chief compliance counsel, the company confirmed...

U.S. appeals court won’t rule on energy, mining companies’ foreign payments

August 24, 2021 at 8:35 a.m.

WASHINGTON (Reuters) - A U.S. appeals court on Friday declined to rule on a legal challenge filed by business groups against a Securities and Exchange Commission rule that would force...

Republicans accuse SEC of dragging its feet on JOBS Act

August 24, 2021 at 2:27 a.m.

WASHINGTON (Reuters) - Republican members of the House of Representatives criticized top officials at the Securities and Exchange Commission on Thursday for missing congressionally mandated deadlines to complete new rules...

Republicans accuse SEC of dragging its feet on JOBS Act

May 23, 2019 at 4:09 p.m.

WASHINGTON (Reuters) - Republican members of the House of Representatives criticized top officials at the Securities and Exchange Commission on Thursday for missing congressionally mandated deadlines to complete new rules...

Exchange CEOs meet regulators on dark pools, internalizers

August 24, 2021 at 2:20 a.m.

NEW YORK/WASHINGTON (Reuters) - The chief executives of three of the top exchanges met with regulators in Washington DC on Tuesday to express concerns about the negative effects associated with...

Proposed rule would have forced KPMG to name auditor sooner

August 24, 2021 at 2:17 a.m.

WASHINGTON (Reuters) - When audit firm KPMG said late on Monday it had parted ways with two corporate audit clients and a senior partner over information leaks used in alleged...

SEC to Boston judge: press release won’t taint criminal trial

August 24, 2021 at 1:33 a.m.

(Reuters) - The U.S. Securities and Exchange Commission on Tuesday defended a press release it had issued about its case against an investment adviser, after a Boston federal judge raised...

Republican senator with gay son now backs gay marriage

August 24, 2021 at 1:03 a.m.

WASHINGTON/CLEVELAND (Reuters) - Senator Rob Portman became the most prominent Republican lawmaker to back gay rights when he reversed his opposition to same-sex marriage on Friday, two years after his...

SEC nominee White to tackle questions on her work for NFL, banks

May 23, 2019 at 4:06 p.m.

WASHINGTON (Reuters) - Mary Jo White will likely face questions about her work for big Wall Street clients when senators on Tuesday consider her nomination to head the Securities and...

SEC nominee White promises “unrelenting” enforcement

August 24, 2021 at 12:50 a.m.

WASHINGTON (Reuters) - Mary Jo White, the nominee to head the Securities and Exchange Commission, plans to tell lawmakers on Tuesday that she will bring a "bold and unrelenting" enforcement...

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