Douwe Miedema – Page 6

U.S. SEC to meet exchange heads September 12 over Nasdaq outage

August 24, 2021 at 2:38 p.m.

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission will meet with heads of the major exchanges on September 12 to discuss last week's Nasdaq trading outage, the regulator said...

Peregrine accountant barred from working for firms overseen by CFTC

August 24, 2021 at 2:34 p.m.

WASHINGTON (Reuters) - The U.S. futures regulator on Monday barred Jeannie Veraja-Snelling from working as an accountant for firms it oversees after she failed to detect the massive fraud at...

At Senate, Wall St. and Fed feel heat over commodity trade

May 23, 2019 at 4:15 p.m.

WASHINGTON/NEW YORK (Reuters) - Wall Street's multibillion-dollar commodity trading operations came under the political spotlight on Tuesday as a powerful Senate committee questioned whether commercial banks should control oil pipelines,...

Include bank rule conflicts in trade talks, EU tells U.S

August 24, 2021 at 1:18 p.m.

WASHINGTON (Reuters) - A conflict over a U.S. plan to force foreign banks to hold more capital should be part of talks about a free trade agreement between United States...

Exclusive: U.S. swap regulator close to deal on cross-border rules – source

August 24, 2021 at 1:07 p.m.

WASHINGTON (Reuters) - The top U.S. derivatives regulator is within reach of a compromise over how its rules apply to foreign companies dealing with U.S. banks, a source close to...

BP registers U.S. unit as swap dealer with regulator

August 24, 2021 at 1:03 p.m.

WASHINGTON (Reuters) - Britain's BP Plc on Wednesday filed to register its U.S. unit as a swap dealer with U.S. authorities, a company spokesman said, becoming the first oil company...

Exclusive: Regulator close to deal with Europe on swaps rules

August 24, 2021 at 1:02 p.m.

WASHINGTON (Reuters) - A trans-Atlantic rift over derivatives could be ended by an offer from the U.S. swaps regulator that would spare foreign banks from some tough U.S. rules, according...

U.S. swaps regulator calls vote on cross-border rule

August 24, 2021 at 12:52 p.m.

WASHINGTON (Reuters) - The top U.S. derivatives regulator will meet next week to vote on how its rules apply to foreign companies that want to do business with U.S. firms,...

Fed pledges to get tough on Wall Street as adopts Basel rules

August 24, 2021 at 12:43 p.m.

WASHINGTON (Reuters) - The U.S. Federal Reserve pledged to draft tough rules for Wall Street while shielding smaller banks from some of the harshest impact of the global Basel III...

Former Swiss banker pleads guilty to U.S. tax evasion

August 24, 2021 at 12:38 p.m.

WASHINGTON (Reuters) - A former Swiss banker faces up to five years in jail after pleading guilty to dodging U.S. taxes and paying a $1.5 million fine before being sentenced,...

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